Solicitation Policy for Trust Beneficiary Certificate Business
- We endeavor to provide appropriate investment solicitation to suit what the client has told us of his/her knowledge of the financial products, his/her investment experience and his/her financial resources
- In solicitation, we endeavor to provide appropriate and easy-to-understand explanation not only on the products and their advantages but also on the risks and fees
- We will not make misleading solicitation and explanation by offering information that is not factual or characterizing indeterminate issues as settled
- We endeavor to solicit - by phone calls or visits - at a time and place that are convenient to the client
- In order to ensure appropriate solicitation, we endeavor to acquire sound knowledge and ways to make our presentation easy-to-understand