Solicitation Policy for Trust Beneficiary Certificate Business
We endeavor to provide appropriate investment solicitation to suit what the client has told us of his/her knowledge of the financial products, his/her investment experience and his/her financial resources
In solicitation, we endeavor to provide appropriate and easy-to-understand explanation not only on the products and their advantages but also on the risks and fees
We will not make misleading solicitation and explanation by offering information that is not factual or characterizing indeterminate issues as settled
We endeavor to solicit - by phone calls or visits - at a time and place that are convenient to the client
In order to ensure appropriate solicitation, we endeavor to acquire sound knowledge and ways to make our presentation easy-to-understand
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